privacy policy
Annual Delivery of Privacy Policy and ADV Material Changes for Neuenschwander Asset Management, LLC
The following information is provided, as required by law, to help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy.
Information We Collect
Neuenschwander Asset Management, LLC collects personal information as part of our relationship to you, to provide client services and fulfill legal and regulatory requirements. The type of information Neuenschwander Asset Management, LLC collects may include:
- Information Neuenschwander Asset Management, LLC receives from you on forms (such as name, address, Social Security number, assets and income);
- Information you provide Neuenschwander Asset Management, LLC directly about your personal finances or personal circumstances or which Neuenschwander Asset Management, LLC may receive from brokerage statements or other information you authorize Neuenschwander Asset Management, LLC to receive.
Information Disclosed In Administering Products and Services
Neuenschwander Asset Management, LLC will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. Neuenschwander Asset Management, LLC does not sell any personal information about you to any third party. Neuenschwander Asset Management, LLC will not disclose personal information without your authorization, except as required or permitted by law.
Procedures to Protect Confidentiality and Security of Your Personal Information
Neuenschwander Asset Management, LLC has procedures in place that limit access to personal information to those employees who need to know such information in order to perform business services. Neuenschwander Asset Management, LLC educates our employees on the importance of protecting the privacy and security of confidential personal information.
Neuenschwander Asset Management, LLC will update its policy and procedures when necessary to ensure that your privacy is maintained and that Neuenschwander Asset Management, LLC conducts business in a way that fulfills our commitment to you. If Neuenschwander Asset Management, LLC makes any material changes in its privacy policy, we will make that information available to clients through our Web site and/or other communications.
Summary of Material Changes to Form ADV Part 2
Each year, we are required to provide a list of material changes to our Form ADV Part 2. There are no material changes to our Form ADV Part 2.
Additionally, an updated Form ADV is available in our office. Please contact us if you would like a copy.
If you have any questions about our Privacy Policy or ADV, please call Jim Murphy, CFP®, CTP®, EA our Compliance Officer, at 608.838.3330.
Updated: January 2022
Christine joined the NAM team in 2020, along with her six-plus years of Administrative and Executive Assistant experience. She was born and raised in Wisconsin. She has a love for film, comedy writing, and music, particularly between the 50’s and 80’s.
During my salad days, I studied business at the University of Minnesota and the Carlson School of Management. Taking this route seemed to make sense when I graduated high school, as it offered the opportunity to pursue a career in business. However, the experience didn’t go as planned. I found myself disillusioned by the focus and teachings of business school, with many of the lessons revolving around detached relationships focused solely on profit. I eventually concluded that this was not my personal path. I chose instead to purse a passion – writing – and veered off into journalism for the next six years of my life.